Many organisations have a sort of investigation process. This can be anything from a simple incident report form to a mature Root Cause Analysis process (RCA). Organizations recognize the importance of learning from past mistakes and events.
Root Cause Analysis (RCA) identifies the root cause of an issue and provides a roadmap for resolving it. RCA identifies the causes and consequences of an event by systematically removing layers of causes and effects. RCA can improve safety and reduce the risk of future incidents if done correctly.
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What is Root Cause Analysis?
Root cause analysis is a method used to solve a problem at its root, not just the symptoms. You’ve probably tried to solve a problem, but it keeps coming back.
Root cause analysis is often one of the first steps in a problem-solving process. To determine which problem you should solve, it is essential first to perform a root cause assessment. Let’s look at one of the root cause analysis examples to help you understand the root cause analysis.
A broken wrist can be very painful. However, painkillers won’t relieve the pain and will not heal the wrist. You will need to find a different treatment that helps the bones heal correctly. The problem is a fractured wrist. This causes pain in the wrist. Broken bones are the root cause. The pain cannot be relieved unless the broken bones are repaired.
Here are top tips and techniques for performing a successful RCA:
Get The Right Information
The data you gather will determine the quality of your analysis. Therefore, it is important to compile accurate, consistent, and comprehensive information about all incidents. RCA software provides an intuitive interface and easy entry screens that will ensure you capture the correct information in each instance.
Facilitate Fearless Incident Reporting
It is impossible to investigate an incident that has not been reported. All incidents must be reported to be effective. You can make it easy for anyone to report incidents and create a safe environment. You can reduce costs if you have the data.
Make Sure Information Chains Are Accurate, Detailed, And Complete
An information chain will give you a simple but effective tool for tracing. However, they must be maintained and inspected regularly to allow you to analyse data flows.
Ask Questions
When looking for answers, the five whys method can be helpful. To sequence the contributing events, start with the problem. Ask yourself why the incident occurred. Ask that same question again. Continue to drill down until you find a cause that cannot be explained further. You should first investigate all possible causes and then narrow the list down to the most likely ones.
This will give you a cause-and-effect diagram that will help you pinpoint the root cause. If you feel you have found the root cause of the problem and there is no other contributing factor, you can check your work by asking:
a) If this cause wasn’t present, would the event have taken place?
b) What if the cause of the problem is fixed or eliminated?
If you can answer both questions no, then there’s a good chance that you have found the root cause. If not, keep digging. You should be aware that there could be many root causes. Each one must be addressed to prevent future similar events.
It is easy to believe that brainstorming will result in a list of possible causes. Although you may feel close to the real issues after the workshop, you need to validate them. If possible, obtain additional information about the issue and make sure you don’t miss any other causes by making incorrect assumptions. Further data analysis and investigation will confirm your root-cause assumptions.
Leverage Technology
Organizations often struggle to spot incident/near miss trends due to the complexity of their business processes and technology. Employees are unable to quickly and meaningfully document these events because they have to follow complicated workflows. The software can streamline and simplify the root cause analysis by integrating claim, incident, and cause data into a single platform.
Software tools that support Root Cause Analysis success follow a structured approach to capture, analyse, identify corrective action, and track progress. To quickly determine the root cause and take corrective steps to improve safety, you can use the RCA model to assign and execute the incident.
Keep Track of Any Improvements or Preventative Actions That Are Taken
Realistically, implementing a solution that eliminates defects can “break” downstream processes and cause customer dissatisfaction.
The IT and business communities might have found quick fixes or workarounds for the problem over time. However, if the root cause of the problem is addressed, you could cause severe downstream consequences. It is essential to test and prototype any improvement solution to identify obvious problems. Then, implement a monitoring process to evaluate any potential impacts elsewhere in the business.
You should create your information chains in a way that is clear and concise. Once you have done this, you will need to have a list with downstream data stakeholders. This will ensure that all knowledge workers are up-to-date on the changes. Also, you must monitor any customer impact until the solution is fully integrated.
This should be another data quality rule that you regularly monitor if there is an ongoing data quality management and reporting process.
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